Regulatory Support

In a constantly shifting regulatory setting, authorities call for extensive reporting on legal structures and their stakeholders. Our dedicated specialists can help you handle various obligations, including FATCA, CRS, and UBO registry submissions.

We also provide AIFM support services, assisting alternative investment fund managers with their compliance and day-to-day needs. Operating independently from our operational units, our regulatory team offers an objective view on all reporting matters.

Regulatory Services

Due to the constant evolution in the regulatory environment, the EU through government and regulator required more and more entities to report information related to the entity itself and its shareholders.

Our dedicated team can assist you in all other Regulatory reporting and requirement such as FATCA & CRS and UBO registry. Our regulatory team of specialists works independently from our operational teams.

We bring you the best possible solutions for your company.

FATCA & CRS

  • Assist with FATCA and CRS classification to determine entity status
  • Manage IRS registration and obtain the Global Intermediary Identification Number (GIIN)
  • Handle IRS deregistration for status changes or entity liquidation
  • Ensure compliance with FATCA and CRS reporting obligations
  • Liaise with the Luxembourg tax authority to resolve FATCA and CRS issues
  • Assist with self-certification and required compliance forms for banking institutions
  • Perform annual monitoring of FATCA and CRS status

UBO Services

  • Support clients in UBO analysis to assess ownership structures and identify Beneficial Owners for RBE registration
  • Prepare UBO forms and coordinate signature collection from identified UBOs
  • Facilitate UBO registration on the Registre des Bénéficiaires Effectifs (RBE) platform

Outsourcing

  • Provide support and flexible resources to reinforce your team when needed

Risk Management

  • Define and enhance the risk management framework
  • Support in designing specific risk monitoring and periodic reports
  • Conduct Risk and Controls Self-Assessment (RCSA) and second-line controls over the AIFM functions

Delegate Oversight

  • Perform initial due diligence and ongoing assessments of delegates
  • Design KPI reports and data analysis tools for delegate oversight

Internal Control & Quality

  • Review and optimise procedural frameworks and key controls
  • Conduct tests of effectiveness and suggest optimisation plans
  • Implement tools to strengthen operational aspects of controls (checklists, dashboards, etc.)
  • Support in obtaining ISAE certification when needed

Other services

  • AIFM reporting (Annex IV)

We bring you the best possible solutions for your company.

FATCA & CRS

  • Assist with FATCA and CRS classification to determine entity status
  • Manage IRS registration and obtain the Global Intermediary Identification Number (GIIN)
  • Handle IRS deregistration for status changes or entity liquidation
  • Ensure compliance with FATCA and CRS reporting obligations
  • Liaise with the Luxembourg tax authority to resolve FATCA and CRS issues
  • Assist with self-certification and required compliance forms for banking institutions
  • Perform annual monitoring of FATCA and CRS status

UBO Services

  • Support clients in UBO analysis to assess ownership structures and identify Beneficial Owners for RBE registration
  • Prepare UBO forms and coordinate signature collection from identified UBOs
  • Facilitate UBO registration on the Registre des Bénéficiaires Effectifs (RBE) platform

Outsourcing

  • Provide support and flexible resources to reinforce your team when needed

Risk Management

  • Define and enhance the risk management framework
  • Support in designing specific risk monitoring and periodic reports
  • Conduct Risk and Controls Self-Assessment (RCSA) and second-line controls over the AIFM functions

Delegate Oversight

  • Perform initial due diligence and ongoing assessments of delegates
  • Design KPI reports and data analysis tools for delegate oversight

Internal Control & Quality

  • Review and optimise procedural frameworks and key controls

  • Conduct tests of effectiveness and suggest optimisation plans

  • Implement tools to strengthen operational aspects of controls (checklists, dashboards, etc.)

  • Support in obtaining ISAE certification when needed

Other services

  • AIFM reporting (Annex IV)

We bring you the best possible solutions for your company.

FATCA & CRS

  • Assist with FATCA and CRS classification to determine entity status
  • Manage IRS registration and obtain the Global Intermediary Identification Number (GIIN)
  • Handle IRS deregistration for status changes or entity liquidation
  • Ensure compliance with FATCA and CRS reporting obligations
  • Liaise with the Luxembourg tax authority to resolve FATCA and CRS issues
  • Assist with self-certification and required compliance forms for banking institutions
  • Perform annual monitoring of FATCA and CRS status

UBO Services

  • Support clients in UBO analysis to assess ownership structures and identify Beneficial Owners for RBE registration
  • Prepare UBO forms and coordinate signature collection from identified UBOs
  • Facilitate UBO registration on the Registre des Bénéficiaires Effectifs (RBE) platform

Outsourcing

  • Provide support and flexible resources to reinforce your team when needed

Risk Management

  • Define and enhance the risk management framework
  • Support in designing specific risk monitoring and periodic reports
  • Conduct Risk and Controls Self-Assessment (RCSA) and second-line controls over the AIFM functions

Delegate Oversight

  • Perform initial due diligence and ongoing assessments of delegates
  • Design KPI reports and data analysis tools for delegate oversight

Internal Control & Quality

  • Review and optimise procedural frameworks and key controls
  • Conduct tests of effectiveness and suggest optimisation plans
  • Implement tools to strengthen operational aspects of controls (checklists, dashboards, etc.)
  • Support in obtaining ISAE certification when needed

Other services

  • AIFM reporting (Annex IV)

Alessandro BERTONAZZI
Managing Director
Value Partners
Jérôme GEIER
Head of Fund Accounting & NAV Calculation
Regulatory Support
Jonathan CSIKAI

Senior Manager
Regulatory Support

Alfio RICIPUTO

Senior Manager
Regulatory Support

Marco SCAPPATICCI

Manager
Regulatory Support

Alessandro BERTONAZZI
Managing Director
Value Partners
Jérôme GEIER
Head of Fund Accounting
& NAV Calculation
Jonathan CSIKAI

Senior Manager
AIFM Support Services

Alfio RICIPUTO

Senior Manager
AIFM Support Services

Marco SCAPPATICCI

Manager
Regulatory Support

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